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Robert Ross Elliot

Finlayson Financial Planning, Inc.

Buffalo, WY

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Current Employers
Finlayson Financial Planning, Inc.

Buffalo, WY • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-08
WY RA APPROVED 2017-07-07
  • TX RA
    APPROVED
    Since 2017-08-08
  • WY RA
    APPROVED
    Since 2017-07-07

Branch Locations

60 E. Hart St., Suite B, Buffalo, WY 82834 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alecia Kozisek Insurance Agency Buffalo WY 01/2012 Present
Finlayson Financial Planning, Inc. Buffalo WY 10/2014 Present
Other Businesses

ST. JOHN'S THE BAPTIST CATHOLIC CHURCH FOUNDATION; NOT-INVESTMENT RELATED; 532 N. LOBBAN, BUFFALO, WY 82834; CHURCH FOUNDATION; DIRECTOR; 06/1995; 1-HOUR PER MONTH DEVOTED; NO longer involved with this Foundation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-10
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S65 Uniform Investment Adviser Law Examination
    2014-10-10
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01
Designations

View on SEC IAPD

Other Firms

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More in Buffalo, WY

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