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Mary M Romans

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Cincinnati, OH

Fort Mitchell, KY

CRD 3035039

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-25
TX RA APPROVED_RES 2010-03-11
OH RA APPROVED 2010-03-09
  • KY RA
    APPROVED
    Since 2025-02-25
  • TX RA
    APPROVED_RES
    Since 2010-03-11
  • OH RA
    APPROVED
    Since 2010-03-09

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 02/2010 Present
Bank Of America, N.A. Cincinnati OH 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-27
  • S66 Uniform Combined State Law Examination
    2004-10-27
Other Names
  • Mary Michelle Cogdill
  • Mary M Cogdill
  • Michelle Romans
  • Mary Michelle Cogdill

View on SEC IAPD

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Nearby Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
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