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Mary M Romans

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Cincinnati, OH

Fort Mitchell, KY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-25
TX RA APPROVED_RES 2010-03-11
OH RA APPROVED 2010-03-09
  • KY RA
    APPROVED
    Since 2025-02-25
  • TX RA
    APPROVED_RES
    Since 2010-03-11
  • OH RA
    APPROVED
    Since 2010-03-09

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 02/2010 Present
Bank Of America, N.A. Cincinnati OH 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-27
  • S66 Uniform Combined State Law Examination
    2004-10-27
Other Names
  • Mary Michelle Cogdill
  • Mary M Cogdill
  • Michelle Romans
  • Mary Michelle Cogdill

View on SEC IAPD

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CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
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HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
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