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2 Halstead Rise, Fairport, NY 14450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avatar Securities, Llc | New York | NY | 09/2012 | 03/2019 |
| Hold Brothers Capital, Llc | New York | NY | 04/2020 | Present |
| Brant Hickey & Associates | Rochester | NY | 01/2001 | Present |
| Owner - 3 Properties | Lakeland | FL | 01/2015 | Present |
| Greenrock Trading, Llc | Fairport | NY | 06/2015 | Present |
BRANT HICKEY & ASSOC. (dba ROTHROCK SETTLEMENT CONSULTING) - 706 EAST AVE, ROCHESTER NY, 14607 - STRUCTURED SETTLEMENTS - CONSULTANT - STARTED 2001 - 20 HRS. PER MONTH, WITH 20 DURING TRADING HRS. DUTIES INCLUDE CONSULTING WITH ATTORNEY'S, AND INSURANCE COMPANIES ON THE USE OF STRUCTURES FOR INSURED PARTIES. ROTHROCK FINANCIAL GROUP, 706 EAST AVE, ROCHESTER NY, 14607, RIA OWNER, INVESTMENT-RELATED, STARTED 1/2015, 10 HRS/WEEK, 5 DAYS/WEEK, WORK DURING TRADING HOURS; RENTAL AGENT; OWNS 3 PROPERTIES; RENTS TO PEOPLE WITH DISABILITIES; STARTED 1/2015; DOES NOT WORK DURING TRADING HOURS; INVESTMENT-RELATED. GREENROCK TRADING, LLC, 2 HALSTEAD RISE, FAIRPORT, NY 14450, NON-INVESTMENT-RELATED, OWNER, STARTED 6/30/2015; CHECKING ACCOUNT FOR AGGREGATING EARNINGS FROM OTHER OUTSIDE BUSINESS FOR TAX PURPOSES; WORKED 0 HRS/WEEK;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-05 |
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