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Richard Earl Mcelreath

Spring Capital Management

Amarillo, TX

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Current Employers
Spring Capital Management

600 S. Tyler Suite 1515, Amarillo, TX 79101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-19
  • TX RA
    APPROVED
    Since 2016-04-19

Branch Locations

600 S. Tyler Suite 1515, Amarillo, TX 79101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Argentus Advisors Dallas TX 10/2008 05/2017
Purshe Kaplan Sterling Investments Albany NY 02/2014 12/2024
Spring Capital Management, L.L.C. Amarillo TX 02/2016 Present
  • 10/2008 → 05/2017
    Argentus Advisors
    Dallas, TX
  • 02/2014 → 12/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2016 → Present
    Spring Capital Management, L.L.C.
    Amarillo, TX
Previous Registrations
Other Businesses

1.the name of the other business: ARVEST ASSET MANAGEMENT; investment-related: yes; address of the other business: same as adviser; the nature of the other business: investment committee member; your position: INVESTMENT MANAGEMENT GROUP COMMITTEE MEMBER; start date of your relationship: 5/2012; approximate amount of time spent on this business: 16 - 20 hours per year; approximate amount of time spent on this business during securities trading hours: 16 - 20 hours per year; and briefly describe your duties relating to the other business: provide feedback on investment products. || 2.the name of the other business: RJAE, LLC; investment-related: No; address of the other business: 600 S. Avondale, Amarillo, TX 79106; the nature of the other business: HOLDING COMPANY FOR Vacation home; your position: managing member; start date of your relationship: ; approximate amount of time spent on this business: 2-3 hours/mo; approximate amount of time spent on this business during securities trading hours: 0; and briefly describe your duties relating to the other business: manage operations of the LLC. RJAE also wholly owns Bristlecomb Pine Ventures, LLC, which engages in the same activity as RJAE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-24
S63 Uniform Securities Agent State Law Examination 1998-05-20
  • S66 Uniform Combined State Law Examination
    2007-04-24
  • S63 Uniform Securities Agent State Law Examination
    1998-05-20

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