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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-07-24
  • PA RA
    APPROVED
    Since 2009-07-24

Branch Locations

101 East 8Th Ave Suite 100, Conshohocken, PA 19428 • United States

Gladwyne, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Conshohocken PA 07/2009 Present
Raymond James Financial Services Advisors, Inc Conshohocken PA 07/2009 Present
Tower Financial Conshohocken PA 12/2010 Present
Non-Variable Insurance Conshohocken PA 12/2010 05/2019
N/A - Fixed Insurance Conshohocken PA 07/2021 Present
  • 07/2009 → Present
    Raymond James Financial Services
    Conshohocken, PA
  • 07/2009 → Present
    Conshohocken, PA
  • 12/2010 → Present
    Tower Financial
    Conshohocken, PA
  • 12/2010 → 05/2019
    Non-Variable Insurance
    Conshohocken, PA
  • 07/2021 → Present
    N/A - Fixed Insurance
    Conshohocken, PA
Previous Registrations
Other Businesses

(1)Name of Business: Address: 101 E 8th Ave Ste 100, Conshohocken, PA, 19428, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/28/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: offering fixed life options to my clients (2)Name of Business: CFG. Private Wealth Address: 101 E 8th Ave Ste 100, Conshohocken, PA, 19428-1779, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 06/02/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: we are rebranding from Christopher Financial Group to CFG. Private Wealth as the DBA (3)Name of Business: Christopher Financial Group Llc Address: 101 E 8th Ave Suite 100, conshohocken, PA, 19428, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/17/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of support company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-28
S63 Uniform Securities Agent State Law Examination 1998-04-16
  • S66 Uniform Combined State Law Examination
    2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-04-16

View on SEC IAPD

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