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Laura Alstrup Maynes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-30
UT RA APPROVED 2018-03-28
  • TX RA
    APPROVED
    Since 2018-07-30
  • UT RA
    APPROVED
    Since 2018-03-28

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2009 11/2016
E*Trade Securities Llc Sandy UT 04/2017 03/2018
Unemployed Sandy UT 12/2016 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 03/2018 Present
Previous Registrations
  • 2003-07-01 → 2016-12-01
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
    Salt Lake City, UT
  • 2000-06-14 → 2003-07-01
    Prudential Equity Group, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1998-06-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1998-06-11
Other Names
  • Laura A Maynes
  • Laura Lee Alstrup
  • Laura Maynes

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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