Laura Alstrup Maynes

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-07-30
UT	RA	APPROVED	2018-03-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Llc	Salt Lake City	UT	05/2009	11/2016
E*Trade Securities Llc	Sandy	UT	04/2017	03/2018
Unemployed	Sandy	UT	12/2016	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Salt Lake City	UT	03/2018	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Salt Lake City, UT
04/2017 → 03/2018

E*Trade Securities Llc

Sandy, UT
12/2016 → 03/2017

Unemployed

Sandy, UT
03/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-15
S63	Uniform Securities Agent State Law Examination	1998-06-11

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