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Current Employers
Northside Capital Management Llc

116 3Rd Street, Suite 313, Hood River, OR 97031 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-08
TX RA APPROVED 2026-03-08
OR RA APPROVED 2025-11-20
  • CA RA
    APPROVED
    Since 2026-03-08
  • TX RA
    APPROVED
    Since 2026-03-08
  • OR RA
    APPROVED
    Since 2025-11-20

Branch Locations

116 3Rd Street, Suite 313, Hood River, OR 97031 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcw Funds Distributors Los Angeles CA 10/1997 06/2025
Tcw Llc Los Angeles CA 01/2016 07/2024
Tcw Llc Los Angeles CA 07/2024 06/2025
Northside Capital Management, Llc Hood River OR 07/2025 Present
  • 10/1997 → 06/2025
    Tcw Funds Distributors
    Los Angeles, CA
  • 01/2016 → 07/2024
    Tcw Llc
    Los Angeles, CA
  • 07/2024 → 06/2025
    Tcw Llc
    Los Angeles, CA
  • 07/2025 → Present
    Hood River, OR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 1998-11-24
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    1998-11-24

View on SEC IAPD

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