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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-05-15
WA RA APPROVED 2025-05-15
  • OR RA
    APPROVED
    Since 2025-05-15
  • WA RA
    APPROVED
    Since 2025-05-15

Branch Locations

12005 Ne Erin Way, Portland, OR 97220 • United States

1004 Pacific Avenue, Hood River, OR 97031 • United States

1650 Ne Ross Street, Vancouver, WA 98663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Portland OR 11/2013 07/2017
Fisher Investments Camas WA 08/2017 03/2018
Cuso Financial Services, Lp San Diego CA 03/2018 05/2025
Lpl Financial Llc Portland OR 05/2025 Present
Pacific Nw Federal Credit Union Vancouver WA 05/2025 Present
Previous Registrations
  • 2018-03-12 → 2025-05-15
    Cuso Financial Services, L.P.
    Hood River, OR
    Portland, OR
    Portland, OR
    San Diego, CA
    Vancouver, WA
  • 2017-08-16 → 2018-03-21
    Plano, TX
  • 2013-11-18 → 2017-08-01
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Battle Ground, WA
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Happy Valley, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Portland, OR
    Clackamas, OR
  • 2012-08-14 → 2013-11-04
    Cetera Investment Services Llc
    Tigard, OR
    Wilsonville, OR
    Vancouver, WA
    Vancouver, WA
    Woodland, WA
    Longview, WA
    Vancouver, WA
    Vancouver, WA
  • 2011-08-01 → 2012-02-01
    Henderson, NV
  • 2009-10-09 → 2011-07-14
    Td Ameritrade, Inc.
    Las Vegas, NV
  • 2009-10-09 → 2011-07-14
    Td Ameritrade Investment Management, Llc
    Las Vegas, NV
  • 2002-08-02 → 2009-07-10
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    Las Vegas, NV
Other Businesses

1. 4/16/2025: Investment products and services are offered through LPL Financial LLC using the DBA/trade name iQ Investment Services / Pacific NW Investment Services / Inv. related; start date 5/16/2025; 160hrs/mo. during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-01
  • S66 Uniform Combined State Law Examination
    2002-08-01
Designations

View on SEC IAPD

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