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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-10
FL RA APPROVED 2009-03-31
  • TX RA
    APPROVED_RES
    Since 2025-04-10
  • FL RA
    APPROVED
    Since 2009-03-31

Branch Locations

632 N Wooland Blvd, Deland, FL 32720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Deland FL 01/2004 Present
Raymond James Financial Services Advisors Deland FL 01/2009 Present
Gunby & Company Deland FL 01/2004 Present
  • 01/2004 → Present
    Raymond James Financial Services, Inc.
    Deland, FL
  • 01/2009 → Present
    Raymond James Financial Services Advisors
    Deland, FL
  • 01/2004 → Present
    Gunby & Company
    Deland, FL
Previous Registrations
  • 1998-05-20 → 2004-01-30
    Morgan Stanley Dw Inc.
    Deland, FL
Other Businesses

(1)Name of Business: Address: 120 South Florida Ave, DeLand, FL, 32720, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 02/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member Helping to make decisions regarding the City of DeLand Employee Pension Fund (2)Name of Business: Gunby & Company Address: 632 N Woodland Blvd, Deland, FL, 32720, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/28/2004 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: affiliate of branch support company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-05-28
S65 Uniform Investment Adviser Law Examination 1998-05-28
  • S63 Uniform Securities Agent State Law Examination
    1998-05-28
  • S65 Uniform Investment Adviser Law Examination
    1998-05-28

View on SEC IAPD

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