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Paul Albert Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Fort Mitchell, KY

Cincinnati, OH

Florham Park, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-08-22
TX RA APPROVED_RES 2013-02-26
CA RA APPROVED 2007-03-19
OH RA APPROVED 1999-06-28
  • KY RA
    APPROVED
    Since 2013-08-22
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • CA RA
    APPROVED
    Since 2007-03-19
  • OH RA
    APPROVED
    Since 1999-06-28

Branch Locations

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 03/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-29
  • S66 Uniform Combined State Law Examination
    1998-05-29
Other Names
  • Paul A Smith

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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