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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-02-22 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Coral Gables | FL | 06/2009 | Present |
*449395- Trust; Investment related Yes; Miami Beach, Florida; Trust; Trustee/Co-trustee; 02/2021; During business hours: 0; After business hours: 1; *493588 : Power of Attorney ; Investment related : Yes ; Miami Beach ; Florida ;Power of Attorney ; 2/2021 ; During business hours : 0 ; After business hours : 1 ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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