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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-08-10
  • ME RA
    APPROVED
    Since 2018-08-10

Branch Locations

313 Read St, Portland, ME 04103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Portland ME 02/1998 Present
Diane Newman-Pappin Insurance Agency Portland ME 08/1995 Present
State Farm Investment Management Corp Portland ME 08/2018 Present
  • 02/1998 → Present
    State Farm Vp Management Corp.
    Portland, ME
  • 08/1995 → Present
    Diane Newman-Pappin Insurance Agency
    Portland, ME
  • 08/2018 → Present
    Portland, ME
Other Businesses

1) Diane Newman's Insurance Agency; Insurance Agency; Investment-related; 313 Read St Portland, ME 04103-3447; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/1993; 80; 80; Service customers and supervise employees. 2) Jusbnyc, LLC; investment-related; 52 Maxwell Woods Dr. Cape Eliz ME 04107; Owner; 05/22/2024; 2;0; Maintenance of the building, control of the checkbook, pay bills and cosigner on the checking account, review bank statements, make deposits in the checking account.

Designations
  • Chartered Financial Consultant
Other Names
  • Diane Newmanpappin
  • Diane Newman-Pappin

View on SEC IAPD

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