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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-04-26 |
| MN | RA | APPROVED | 2021-10-22 |
| WI | RA | APPROVED | 2019-01-08 |
| IN | RA | APPROVED | 2017-03-31 |
| PA | RA | APPROVED | 2017-02-07 |
| TX | RA | APPROVED | 2017-01-12 |
| MI | RA | APPROVED | 2017-01-06 |
| FL | RA | APPROVED | 2016-10-04 |
| OH | RA | APPROVED | 2013-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Savage & Associates | Toledo | OH | 01/1996 | Present |
| Osaic Wealth, Inc | Toledo | OH | 07/2013 | Present |
| Savage And Associates - Securities Dba | Maumee | OH | 01/2013 | Present |
1. AUGUSTAR FINANCIAL POSITION: Education and training coordinator NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2020 ADDRESS: One Financial Way, Cincinnati OH 45242, United States DESCRIPTION: I help in the education and training of new advisors here at Savage and Associates. I hold meetings with and for them and assist in all facets of personal planning. 2. SAVAGE & ASSOCIATES POSITION: Other - Agent NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/05/2013 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Selling Life, Disability, and Heath insurance 3. SAVAGE AND ASSOCIATES - SECURITIES DBA POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2013 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Oversee client investments, make recommendations, manage a portfolio as part of my primary function as a Financial Professional. 4. LUIS RAMIREZ INSURANCE AGENT POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/05/2013 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Sell and service life insurance policies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-18 |
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