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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2021-08-02 |
| TX | RA | APPROVED | 2021-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Fargo | ND | 01/1997 | 06/2018 |
| Park Avenue Securities Llc | Fargo | ND | 05/1999 | 06/2018 |
| Lpl Financial, Llc | Fargo | ND | 06/2018 | Present |
| Newedge Advisors, Llc | New Orleans | LA | 07/2021 | Present |
1. 6/15/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/05/2018 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 20% - Life, Disability, LTC, Fixed annuities, group insurance - life disability, LTC, Dental, vision. 2. 5/29/2020 - Valley Wealth Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/30/2020 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 10/7/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/10/2019 - 6 Hours Per Month/5 Hours During Securities Trading. 4. 10/7/2020 - SBG Strategic Benefit Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/01/2020 - 6 Hours Per Month/4 Hours During Securities Trading. 5. 10/22/2020 - Valley Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/11/2020 - 120 Hour Per Month/120 Hours During Securities Trading. 6. 03/24/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 01/01/2022 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-06 |
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