Mark Andrew Palombi

Current Employers

Employment History

• 12/2009 → 03/2023
  Bank Of America,Na
  Stuart, FL
• 06/2002 → 03/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
• 03/2023 → Present
  Rbc Capital Markets, Llc
  Stuart, FL

Previous Registrations

• 2002-06-18 → 2023-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Stuart, FL
  Stuart, FL
• 1998-05-11 → 2002-06-10
  Morgan Stanley Dw Inc.
  Stuart, FL

Other Businesses

1) I*105491 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARTIN HEALTH FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: STUART, FLORIDA 34995 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 5/1/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: A NON-PROFIT FOUNDATION RAISES MONEY FOR THE HOSPITAL SYSTEM; TRAINING, EQUIPMENT, STAFFING, PROCEDURES, ETC. MY RESPONSIBILITIES ARE TO RAISE COMMUNITY AWARENESS ABOUT THE FOUNDATION; TO OFFER OVERSIGHT AND SUPPORT. 2) I*114438 For profit or not for profit: Non-Profit Organization Name of outside business organization: Martin Health System Investment related: N Address of business: Stuart, Florida 34996 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 5/23/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: It is a committee for the Goombay Bash that raises money for the new pediatric unit for the Martin Health system 3) NAME OF ENTITY: Cleveland Clinic ADDRESS: 200 SE Hospital Ave Stuart, FL 34996 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Hospital CAPACITY: Board of Directors * START DATE: 06/05/23 DUTIES: We advise the foundation HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: No Oblos LLC ADDRESS: 152 E 118th St 2H New York New York 10035 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Partnership START DATE: Nov 11, 2025 CAPACITY: Owner DUTIES: I am one of the two owners of the LLC HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (5) NAME OF ENTITY: Oconee Lake Lyfe ADDRESS: 105 Harbor Ct Eatonton Georgia 31024 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2026 CAPACITY: Owner DUTIES: We have a property manager. they do everything. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-05-19
• S65 Uniform Investment Adviser Law Examination
  1998-05-19

Designations