Daniel Tuan Kien Loy

Current Employers

Employment History

• 09/2015 → Present
  Independent Financial Group
  Milpitas, CA

Previous Registrations

• 2007-09-25 → 2015-10-02
  Voya Financial Advisors, Inc.
  San Gabriel, CA
  San Gabriel, CA
  San Gabriel, CA
  Milpitas, CA
  Windsor, CT
  Sunnyvale, CA
  Tucson, AZ
• 2004-09-15 → 2007-09-18
  Msi Financial Services, Inc.
  Foster City, CA
  Foster City, CA
• 2002-08-29 → 2004-01-05
  Citicorp Investment Services
  Newark, CA

Other Businesses

(1) RENTAL PROPERTY POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 2709 Crystal Falls Road, Lexington KY 40509, United States DESCRIPTION: 100% OWNER OF A SINGLE FAMILY RESIDENTIAL RENTAL PROPERTY (2) DANIEL LOY, LTK INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2015 ADDRESS: 360 Fairview Way, Milpitas CA 95035, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS INSURANCE PRODUCTS (3) LTK WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2015 ADDRESS: 360 Fairview Way, Milpitas CA 95035, United States DESCRIPTION: 100% OWNER OF DBA LTK WEALTH MANAGEMENT USED FOR MARKETING PURPOSES. (4) VENTURE COMMERCE CENTER- MILPITAS CONDO ASSOCIATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 360 Fairview Way, Milpitas CA 95035, United States DESCRIPTION: BOARD MEMBER OF VENTURE COMMERCE CENTER- MILPITAS CONDO ASSOCIATION, ACTING AS SECRETARY

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-30
• S63 Uniform Securities Agent State Law Examination
  1998-05-08

Other Names

• Tuan Kien Loy