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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-29 |
| ME | RA | APPROVED | 2023-06-28 |
| NJ | RA | APPROVED | 2023-06-28 |
| NC | RA | APPROVED | 2023-06-28 |
| TX | RA | APPROVED | 2023-06-28 |
| MA | RA | APPROVED | 2014-01-28 |
Branch Locations
301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Wakefield | MA | 01/2014 | Present |
1) CONFLUVIO FINANCIAL GROUP, LLC POSITION: Full Member NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 225 SECURITIES TRADING HOURS: 165 START DATE: 05/14/2026 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: Full member/operating executive. I have registered a new LLC and am asking for firm approval to use the new name as my DBA name. This would be a name change from Flagship Financial Advisors, LLC to Confluvio Financial Group, LLC to protect my OSJ business - not an I-RIA. 2) NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2018 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: Notary Public
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-31 |
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