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Laura Marie Salaburu

Wells Fargo Clearing Services, LLC

San Antonio, TX

San Antonio, TX

Houston, TX

CRD 3028964

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-18
  • TX RA
    APPROVED
    Since 2014-07-18

Branch Locations

750 E Mulberry Ave 2Nd & 3Rd Fls, San Antonio, TX 78212 • United States

823 Ne Loop 410, San Antonio, TX 78209 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 07/2014 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
Previous Registrations
  • 2007-05-29 → 2014-07-31
    Citigroup Global Markets Inc.
    Chicago, IL
    New York, NY
    San Antonio, TX
    San Antonio, TX
    Long Island City, NY
    Tampa, FL
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
  • 2003-09-25 → 2007-05-29
    Citicorp Investment Services
    San Antonio, TX
    San Antonio, TX
  • 1998-08-04 → 2003-09-24
    Ameriprise Financial Services, Llc
    Mexico , MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-17
S63 Uniform Securities Agent State Law Examination 1998-05-19
  • S65 Uniform Investment Adviser Law Examination
    2004-11-17
  • S63 Uniform Securities Agent State Law Examination
    1998-05-19
Other Names
  • Laura Marie Kelly
  • Laura Marie Kelly

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX

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