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Mark Richard Vago

Wells Fargo Clearing Services, LLC

St. Louis, MO

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2001-06-01
  • VA RA
    APPROVED
    Since 2001-06-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1753 Pinnacle Dr 1St Fl, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alexandria VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alexandria VA 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; ALEXANDRIA, VA; START DATE 7/1/19; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-24
S63 Uniform Securities Agent State Law Examination 1998-04-08
  • S65 Uniform Investment Adviser Law Examination
    1999-06-24
  • S63 Uniform Securities Agent State Law Examination
    1998-04-08

View on SEC IAPD

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