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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-24
  • CA RA
    APPROVED
    Since 2017-05-24

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Merced, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Merced CA 11/2012 05/2017
Securities America Advisors Merced CA 11/2012 05/2017
Centaurus Financial, Inc. Anaheim CA 05/2017 Present
  • 11/2012 → 05/2017
    Securities America, Inc
    Merced, CA
  • 11/2012 → 05/2017
    Securities America Advisors
    Merced, CA
  • 05/2017 → Present
    Anaheim, CA
Previous Registrations
Other Businesses

1. REYNA WEALTH MANAGEMENT, NON-INVESTMENT RELATED, MERCED, CA 95348, DBA FOR BRANDING PURPOSES ONLY, FINANCIAL ADVISOR, SINCE 1/1/2004. 2. INSURANCE SALES, ANTHEM BLUE CROSS, MERCED, CA 95348. NON INVESTMENT RELATED SINCE 01/2006 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. I SELL HEALTH INSURANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-01
S63 Uniform Securities Agent State Law Examination 1998-05-26
  • S65 Uniform Investment Adviser Law Examination
    1998-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-05-26

View on SEC IAPD

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