Kelly A Ward

Current Employers

Employment History

• 01/1999 → 10/2016
  Citigroup Global Markets Inc.
  Durham, NC
• 06/2009 → 10/2016
  Morgan Stanley Smith Barney
  Durham, NC
• 10/2016 → Present
  Raymond James Financial Services, Inc
  Chapel Hill, NC
• 10/2016 → Present
  Phoenix Financial, Inc.
  Chapel Hill, NC
• 10/2016 → 05/2019
  The Broadview Group
  Chapel Hill, NC

Previous Registrations

• 2009-06-01 → 2016-10-28
  Morgan Stanley
  Durham, NC
• 2000-08-03 → 2009-06-01
  Citigroup Global Markets Inc.
  Durham, NC
  Durham, NC

Other Businesses

(1)Name of Business: All Dressed up Address: 2511 Mt. Willing Road, Efland, NC, 27243, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/14/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Yarn distribution company (2)Name of Business: Anderson Address: 2511 Mt. Willing Road , Efland , NC, 27243, United States Activity Type: Control Person Position/Title: Trustee (Acting), Other (Named Only) Investment Related: Yes Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: \n\nNote, No long acting... Trust has been closed and is now zero balance. \n\nTrustee for Mother (Kathleen Anderson) - Note, no longer POA as she has passed away in 2023. (3) Name of Business: Phoenix Wealth Advisors Address: 100 Europa Dr Ste 390, Chapel Hill, NC, 27517-2395, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/16/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: COO and Operations Manager

Exams

• S66 Uniform Combined State Law Examination
  2007-06-13
• S63 Uniform Securities Agent State Law Examination
  2000-11-21

Other Names

• Kelly Lynn Anderson