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James Ronald King

Centaurus Financial, Inc.

Anaheim, CA

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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-06
  • CA RA
    APPROVED
    Since 2023-03-06

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Of North America Minneapolis MN 12/2015 03/2019
Questar Capital Minneapolis MN 01/2016 03/2019
Questar Asset Management Minneapolis MN 01/2016 03/2019
Crown Capital Securities, Lp Orange CA 03/2019 05/2022
Consolidated Brokerage Services Orange CA 03/2019 05/2022
Grove Point Investments Llc Rockville MD 05/2022 02/2023
Grove Point Advisors Llc Rockville MD 05/2022 02/2023
Centaurus Financial Inc. Anaheim CA 03/2023 Present
  • 12/2015 → 03/2019
    Allianz Life Of North America
    Minneapolis, MN
  • 01/2016 → 03/2019
    Questar Capital
    Minneapolis, MN
  • 01/2016 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 05/2022
    Crown Capital Securities, Lp
    Orange, CA
  • 03/2019 → 05/2022
    Consolidated Brokerage Services
    Orange, CA
  • 05/2022 → 02/2023
    Grove Point Investments Llc
    Rockville, MD
  • 05/2022 → 02/2023
    Grove Point Advisors Llc
    Rockville, MD
  • 03/2023 → Present
    Centaurus Financial Inc.
    Anaheim, CA
Previous Registrations
  • 2022-05-25 → 2023-02-28
    Grove Point Advisors, Llc
    Huntington Beach, CA
    Rockville, MD
  • 2019-07-23 → 2022-05-24
    Crown Capital Securities, L.P.
    Orange, CA
  • 2016-01-06 → 2019-03-07
    Questar Asset Management, Inc.
    Huntington Beach, CA
    Minneapolis, MN
  • 2010-04-26 → 2015-12-28
    Centaurus Financial, Inc.
    Anaheim, CA
    Federal Way, WA
    Golden, CO
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-17
S63 Uniform Securities Agent State Law Examination 1998-09-15
  • S66 Uniform Combined State Law Examination
    2007-04-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-15
Other Names
  • James Ronald King
  • Ron King
  • James Ronald King
  • James King
  • James Ronald King

View on SEC IAPD

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