Thomas M Banks

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Opelousas, LA
• 03/1999 → Present
  Jpmorgan Chase Bank, N.A.
  Opelousas, LA

Previous Registrations

• 2006-09-12 → 2012-10-01
  Chase Investment Services Corp.
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baker, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Gonzales, LA
  Greenwell Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Bee Cave, TX
  Bee Cave, TX
  Metairie, LA
  Austin, TX
  Larose, LA
  Gretna, LA
  Des Allemands, LA
  Destrehan, LA
  Chauvin, LA
  Harvey, LA
  Chalmette, LA
  Galliano, LA
  Opelousas, LA
  Port Barre, LA
  Sunset, LA
  Zachary, LA
  Dripping Springs, TX
  Lakeway, TX
  Leander, TX
  Pflugerville, TX
  Pflugerville, TX
  Temple, TX
  Bellmead, TX
  Taylor, TX
  Lake Charles, LA
  Deridder, LA
  Broussard, LA
  Carencro, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lake Charles, LA
  Lafayette, LA
  Lafayette, LA
  Alexandria, LA
  Alexandria, LA
  Lafayette, LA
  West Lake, LA
  Lafayette, LA
  Abbeville, LA
  Lafayette, LA
  Moss Bluff, LA
  New Iberia, LA
  Lafayette, LA
  Lake Charles, LA
  Scott, LA
  Dequincy, LA
  Lake Charles, LA
  Opelousas, LA
  Port Barre, LA
  Lafayette, LA
  Lafayette, LA
  Lake Charles, LA
  Lake Charles, LA
  Ball, LA
  Sunset, LA
  Lafayette, LA
  Opelousas, LA
  New Iberia, LA
  Sulphur, LA
  Pineville, LA
  New Iberia, LA
  Pineville, LA
  Alexandria, LA
  Lake Charles, LA
  Abbeville, LA
  Alexandria, LA
  Alexandria, LA
  Alexandria, LA
  Broussard, LA
  Carencro, LA
  Dequincy, LA
  Deridder, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Lake Charles, LA
  Lake Charles, LA
  Lake Charles, LA
  Lake Charles, LA
  Lake Charles, LA
  Lake Charles, LA
  Lake Charles, LA
  Loreauville, LA
  Ball, LA
  Moss Bluff, LA
  New Iberia, LA
  New Iberia, LA
  New Iberia, LA
  Opelousas, LA
  Opelousas, LA
  Pineville, LA
  Pineville, LA
  Port Barre, LA
  Scott, LA
  Sulphur, LA
  Sunset, LA
  West Lake, LA
  Lafayette, LA
  Baton Rouge, LA
  West Monroe, LA
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Georgetown, TX
  Georgetown, TX
  Round Rock, TX
  Round Rock, TX
  Round Rock, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Hutto, TX
  Round Rock, TX
  Waco, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Cedar Park, TX
  Round Rock, TX
  Round Rock, TX
  Round Rock, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Kyle, TX
  Round Rock, TX
  Waco, TX
  Westlake Hills, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Cedar Park, TX
  Austin, TX
  Buda, TX
  Cedar Park, TX
  Hammond, LA
  Houma, LA
  Houma, LA
  Houma, LA
  Houma, LA
  Houma, LA
  Laplace, LA
  Marrero, LA
  Houma, LA
  Lockport, LA
  New Orleans, LA
  Thibodaux, LA
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA
  Raceland, LA
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA
  New Orleans, LA
  Monroe, LA
  Monroe, LA
  Monroe, LA
  Monroe, LA
  Monroe, LA
  Shreveport, LA
  Barksdale Afb, LA
  Monroe, LA
  Shreveport, LA
  Shreveport, LA
  West Monroe, LA
  Haughton, LA
  Shreveport, LA
  Shreveport, LA
  West Monroe, LA
  Bossier City, LA
  Shreveport, LA
  Bossier City, LA
  Bossier City, LA
  Monroe, LA
  Monroe, LA
  Ruston, LA
  Ruston, LA
  Shreveport, LA
  Shreveport, LA
  Shreveport, LA
  West Monroe, LA
  Bossier City, LA
  Monroe, LA
  Monroe, LA
  Shreveport, LA
  Shreveport, LA
  Port Barre, LA
  Baton Rouge, LA

Exams

• S66 Uniform Combined State Law Examination
  2006-09-08

Other Names

• Milt Banks
• Thomas Milton Banks