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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1737 S. Union St., Opelousas, LA 70570 • United States

234 N Court, Opelousas, LA 70570 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Opelousas LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Opelousas LA 03/1999 Present
Previous Registrations
  • 2006-09-12 → 2012-10-01
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baker, LA
    Baton Rouge, LA
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    Greenwell Springs, LA
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    Bee Cave, TX
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    Metairie, LA
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    Des Allemands, LA
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Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2006-09-08
Other Names
  • Milt Banks
  • Thomas Milton Banks

View on SEC IAPD

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