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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bridgwood, Benoit & Co, Pc | Middleboro | MA | 10/1994 | Present |
| Voya Financial Advisors | Middleboro | MA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: Seamiah Realty Trust; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; commercial real estate trust; owner; 1/1/2009; 4; 4; trustee management; 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; fixed insurance sales; independent insurance agent; 2/6/2009; 160; 160; sales of fixed insurance products; 3. NAME OF ENTITY: Bridgwood, Benoit & Company, P.C.; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; CPA firm; CPA; 1/1/1994; 160; 160; tax and financial statement prep; 4. NAME OF ENTITY: Bridgwood, Benoit & Co PC; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; certified public accountants; 50% owner; 7/1/1994; 160; 160; tax preparation, financial statements, business consultation; 5. NAME OF OTHER BUSINESS: BRUCE CAPITAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
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