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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29

Branch Locations

59 North Main St, Middleboro, MA 02346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bridgwood, Benoit & Co, Pc Middleboro MA 10/1994 Present
Voya Financial Advisors Middleboro MA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/1994 → Present
    Bridgwood, Benoit & Co, Pc
    Middleboro, MA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Middleboro, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-03-12 → 2021-06-09
    Middleboro, MA
    Braintree, MA
    Middleboro, MA
    Windsor, CT
  • 2000-07-02 → 2009-02-13
    U.S. Financial Advisors
    Middleboro, MA
Other Businesses

1. NAME OF ENTITY: Seamiah Realty Trust; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; commercial real estate trust; owner; 1/1/2009; 4; 4; trustee management; 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; fixed insurance sales; independent insurance agent; 2/6/2009; 160; 160; sales of fixed insurance products; 3. NAME OF ENTITY: Bridgwood, Benoit & Company, P.C.; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; CPA firm; CPA; 1/1/1994; 160; 160; tax and financial statement prep; 4. NAME OF ENTITY: Bridgwood, Benoit & Co PC; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; certified public accountants; 50% owner; 7/1/1994; 160; 160; tax preparation, financial statements, business consultation; 5. NAME OF OTHER BUSINESS: BRUCE CAPITAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-10
S65 Uniform Investment Adviser Law Examination 1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03

View on SEC IAPD

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