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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sino-American Bridge For Education And Health | Cambridge | MA | 04/2011 | Present |
| Voya Financial Advisors | Middleboro | MA | 09/2014 | 06/2021 |
| Bruce Capital Management | Middleboro | MA | 05/2015 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:SINO-AMERICAN BRIDGE FOR EDUCATION AND HEALTH; No; 15 SARGENT STREET; CAMBRIDGE; MA; 2140; a non-profit organization, develops and provides exchange programs for experienced American and Chinese teachers and healthcare workers, giving them opportunities through travel to share best practices in teaching and community health.; BOARD OF DIRECTORS MEMBER; 4/7/2011; 2; 2; BOARD OF DIRECTORS (NON-FIDUCIARY) ATTEND MEETINGS|NAME OF ENTITY:ROTARY EDUCATIONAL ASSISTANCE PROJECT (REAP); No; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; NON-PROFIT ORGANIZATION; FOUNDER/DIRECTOR; 9/1/2013; 12; 0; OVERSEE THE PROJECT-QUALIFIED TUTORS FOR K-12|NAME OF ENTITY:Mediation Works, Inc (MWI); No; 4 FANEUIL HALL; BOSTON; MA; 2108; NON-PROFIT ORGANIZATION/ DISPUTE RESOLUTION; BOARD MEMBER/TREASURER; 1/1/1998; 2; 1; quarterly board meeting to discuss mediation activity and non-profit activities of the company|NAME OF ENTITY:Bruce Capital Management; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; Financial Services/DBA; Owner/President; 5/22/2015; 160; 160; Sale of fixed insurance, securities, and investment products.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/5/2004; 160; 160; sales of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
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