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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

59 North Main St, Middleboro, MA 02346 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sino-American Bridge For Education And Health Cambridge MA 04/2011 Present
Voya Financial Advisors Middleboro MA 09/2014 06/2021
Bruce Capital Management Middleboro MA 05/2015 Present
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2011 → Present
    Sino-American Bridge For Education And Health
    Cambridge, MA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Middleboro, MA
  • 05/2015 → Present
    Bruce Capital Management
    Middleboro, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:SINO-AMERICAN BRIDGE FOR EDUCATION AND HEALTH; No; 15 SARGENT STREET; CAMBRIDGE; MA; 2140; a non-profit organization, develops and provides exchange programs for experienced American and Chinese teachers and healthcare workers, giving them opportunities through travel to share best practices in teaching and community health.; BOARD OF DIRECTORS MEMBER; 4/7/2011; 2; 2; BOARD OF DIRECTORS (NON-FIDUCIARY) ATTEND MEETINGS|NAME OF ENTITY:ROTARY EDUCATIONAL ASSISTANCE PROJECT (REAP); No; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; NON-PROFIT ORGANIZATION; FOUNDER/DIRECTOR; 9/1/2013; 12; 0; OVERSEE THE PROJECT-QUALIFIED TUTORS FOR K-12|NAME OF ENTITY:Mediation Works, Inc (MWI); No; 4 FANEUIL HALL; BOSTON; MA; 2108; NON-PROFIT ORGANIZATION/ DISPUTE RESOLUTION; BOARD MEMBER/TREASURER; 1/1/1998; 2; 1; quarterly board meeting to discuss mediation activity and non-profit activities of the company|NAME OF ENTITY:Bruce Capital Management; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; Financial Services/DBA; Owner/President; 5/22/2015; 160; 160; Sale of fixed insurance, securities, and investment products.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/5/2004; 160; 160; sales of fixed insurance products|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-02
S63 Uniform Securities Agent State Law Examination 1997-01-16
  • S66 Uniform Combined State Law Examination
    2005-07-02
  • S63 Uniform Securities Agent State Law Examination
    1997-01-16

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