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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-07
  • TX RA
    APPROVED
    Since 2021-05-07

Branch Locations

313 Fm 1187 North, Aledo, TX 76008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Aledo TX 02/1998 Present
Raymond James Financial Services, Inc. Aledo TX 05/2021 Present
Raymond James Financial Services Advisors, Inc. Aledo TX 05/2021 Present
Gough Wealth Management Aledo TX 05/2021 Present
Rental Real Estate Aledo TX 01/2000 Present
  • 02/1998 → Present
    Edward D. Jones & Co., L.P.
    Aledo, TX
  • 05/2021 → Present
    Raymond James Financial Services, Inc.
    Aledo, TX
  • 05/2021 → Present
    Aledo, TX
  • 05/2021 → Present
    Gough Wealth Management
    Aledo, TX
  • 01/2000 → Present
    Rental Real Estate
    Aledo, TX
Previous Registrations
Other Businesses

(1)Name of Business: Gough Wealth Management Address: 313 N Fm 1187, Aledo, TX, 76008-4200, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/21/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: As the President, I am responsible for day to day activities as a Financial Advisor and planner for clients. (2)Name of Business: M2M Design Address: 113 Rosemeade Ct , Aledo, TX, 76008, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 12/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This an LLC. No responsibilities (3)Name of Business: Tarleton State University Address: 313 N FM 1187, Aledo, TX, 76008-4200, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 12/02/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member - CFP Advisory Board for Dr. Sam Pack Business School at Tarleton State University

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-26
S63 Uniform Securities Agent State Law Examination 1998-04-30
  • S66 Uniform Combined State Law Examination
    2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    1998-04-30
Other Names
  • Brent Alan Gough

View on SEC IAPD

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