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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2015-04-08 |
Branch Locations
275 Promenade Street Suite 300, Providence, RI 02908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance O | Milwaukee | WI | 02/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Providence | RI | 06/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, ASTRID L MENDES TRUST, 73 CONANICUS AVE, UNIT 5, JAMESTOWN, , RHODE ISLAND, 02835, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/04/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-TRUSTEE/ CO-OWNER. RESPONSIBLE FOR UPKEEP AND RENTALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-18 |
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