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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2021-08-24 |
| IL | RA | APPROVED | 2021-08-13 |
| NC | RA | APPROVED | 2021-08-03 |
| SC | RA | APPROVED | 2021-07-29 |
| MI | RA | APPROVED | 2021-07-28 |
| PA | RA | APPROVED | 2021-07-28 |
| CO | RA | APPROVED | 2021-07-27 |
| DE | RA | APPROVED | 2021-07-27 |
| OK | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2021-07-26 |
| HI | RA | APPROVED | 2021-07-26 |
| ME | RA | APPROVED | 2021-07-26 |
| CT | RA | APPROVED | 2021-07-23 |
| MD | RA | APPROVED | 2021-07-23 |
| NJ | RA | APPROVED | 2021-07-23 |
| GA | RA | APPROVED | 2021-07-22 |
| OH | RA | APPROVED | 2021-07-22 |
| CA | RA | APPROVED | 2021-07-14 |
| TX | RA | APPROVED_RES | 2021-07-14 |
Branch Locations
101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein & Co., Llc | Tampa | FL | 06/2004 | 07/2021 |
| Ubs Financial Services | Tampa | FL | 07/2021 | Present |
1) Name of Business: Brindis Family LTD Partnership./ Address: 833 Lakeside TerracePalm HarborFL United States 34683./ Investment Related: No./ Nature: investment in marketable securities for family./ Role: Other- general partner./ Duty: operate the partnership - invest, distribute./ Start Date: 3/7/2023./ Time Required: No. /// 2) Southern Legal Counsel; Gainesville, FL; Charity; We use the power of the law to obtain positive social change, reform systems and institutions, strike down unjust laws and policies, and hold government accountable to the people. Our mission is to represent individuals with the goal of fixing the underlying problem not only for our clients but also for all other persons who have experienced similar injustices.; Member of Board of directors; Advise leadership and staff. On Finance committee.; Start date: 1/1/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-13 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-28 |
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