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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-14
  • FL RA
    APPROVED
    Since 2018-03-14

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Miami FL 01/2015 12/2017
Oppenheimer & Co. Inc Miami FL 01/2018 Present
Previous Registrations
Other Businesses

1.ITNELA LLC OWES A COMMERCIAL PROPERTY THAT GENERATES RENT. I AM NOT INVOLVED I ANY ACTIVITY OTHER THAN COLLECT THE RENT. IN SIMPLE TERMS: IT IS A UNIT FROM A BUILDING THAT IS RENTED. THATS ALL. 2.I AM THE OWNER JOINTLY WITH MY WIFE OF THE PROPERTY LOCATED AT 12765 SW 213TH TERRACE, MIAMI, FL 33177, WHICH WE ARE CURRENTLY RENTING. THE BUSINESS IS NOT INVESTMENT-RELATED, I DO NOT DEDICATE ANY HOURS TO IT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-28
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    1998-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10

View on SEC IAPD

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