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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-07-29 |
Branch Locations
3001 Trenwest Drive, Winston-Salem, NC 27103 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Winston-Salem | NC | 07/2012 | Present |
| First Citizens Investor Services | Winston-Salem | NC | 07/2014 | Present |
1. Kaleidum Childrens Museum, 390 South Libert Street c/o Elizabeth Dampier Winston-Salem, NC 7101. Non-profit children's museum, role is uncompensated board member. Duties are assisting with community development needs and advisory role in operations. I will be assisting with community awareness and volunteer needs, excluding any money handling, check writing, treasury or investment roles. I will not be offering investment advise in my role. Beginning 8/1/2020. 10 hours/month, 1 during trading hours. Not investment related. No compensation received. 2. Piedmont Opera Theatre, Inc. 636 Holly Avenue c/o Jen Rimes, Winston-Salem , NC 27101. Uncompensated board member, duties are assisting with community development, marketing, awareness, assist with spring and fall opera production as needed. I will not be handling or responsible for cash (money) finds of Piedmonth Opera. Nor whill I be writing checks or directing investments. I will not be offering investmetn advice in my role as board member. Beginning 8/23/2020. 10 hours/month, 1 during trading hours. Not investment related, no compensation received. 3. Arts Council of Winston-Salem Forsyth County; not investment related; 251 North Spruce Street, Winston-Salem, NC 27101; Serve as a leader in lifting up, creating awareness and providing support to grow and sustain artistic, cultural and creative offerings throughout our region; Member, Board of Trustees; Starting 2/15/2023; 4 hour/month, 1 during securities trading hours; will be working on community engagement and development along with input on broad strategic planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-15 |
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