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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-07-29
  • NC RA
    APPROVED
    Since 2014-07-29

Branch Locations

3001 Trenwest Drive, Winston-Salem, NC 27103 • United States

100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Winston-Salem NC 07/2012 Present
First Citizens Investor Services Winston-Salem NC 07/2014 Present
  • 07/2012 → Present
    First Citizens Bank
    Winston-Salem, NC
  • 07/2014 → Present
    First Citizens Investor Services
    Winston-Salem, NC
Previous Registrations
  • 2006-03-16 → 2012-07-31
    Truist Investment Services, Inc.
    Greensboro, NC
    Winston-Salem, NC
    Durham, NC
    Greensboro, NC
    Greensboro, NC
    Winston-Salem, NC
    Durham, NC
    Winston-Salem, NC
Other Businesses

1. Kaleidum Childrens Museum, 390 South Libert Street c/o Elizabeth Dampier Winston-Salem, NC 7101. Non-profit children's museum, role is uncompensated board member. Duties are assisting with community development needs and advisory role in operations. I will be assisting with community awareness and volunteer needs, excluding any money handling, check writing, treasury or investment roles. I will not be offering investment advise in my role. Beginning 8/1/2020. 10 hours/month, 1 during trading hours. Not investment related. No compensation received. 2. Piedmont Opera Theatre, Inc. 636 Holly Avenue c/o Jen Rimes, Winston-Salem , NC 27101. Uncompensated board member, duties are assisting with community development, marketing, awareness, assist with spring and fall opera production as needed. I will not be handling or responsible for cash (money) finds of Piedmonth Opera. Nor whill I be writing checks or directing investments. I will not be offering investmetn advice in my role as board member. Beginning 8/23/2020. 10 hours/month, 1 during trading hours. Not investment related, no compensation received. 3. Arts Council of Winston-Salem Forsyth County; not investment related; 251 North Spruce Street, Winston-Salem, NC 27101; Serve as a leader in lifting up, creating awareness and providing support to grow and sustain artistic, cultural and creative offerings throughout our region; Member, Board of Trustees; Starting 2/15/2023; 4 hour/month, 1 during securities trading hours; will be working on community engagement and development along with input on broad strategic planning.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-29
S65 Uniform Investment Adviser Law Examination 2006-03-15
  • S63 Uniform Securities Agent State Law Examination
    2015-07-29
  • S65 Uniform Investment Adviser Law Examination
    2006-03-15

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