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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-22 |
Branch Locations
300 Throckmorton Street Suite 1400, Fort Worth, TX 76102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Fort Worth | TX | 09/1998 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 09/1998 | 01/2019 |
| Bank Of America, N.A. | Fort Worth | TX | 07/2011 | 01/2019 |
| Stifel Nicolaus & Co Inc | Fort Worth | TX | 01/2019 | Present |
1. Texas Wesleyan University; 1201 Wesleyan St. Fort Worth TX 76105; Education; Member of Advisory Council; advice and advocacy on University priorities; 01/15/2019; 10.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 2. Wall Street Cattle Company LLC; 1880 Jay Bird Lane Springtown TX 76082; Cattle/Real Estate; Investor/Owner; 01/14/2020; 0.00 Hour(s) Per Day; Not during securities trading hours; Investment-Related 3. Fandina's High Tines Ranch; 2905 Oak Trail Ct. Arlington TX 76016; Selling Hunts on our ranch; Manage ranch & guide hunts; 01/01/2015; 40.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 4. Fandina LLC; 2905 Oak Trail Ct. Arlington TX 76016; Ranch land, whitetail deer breeding, exotic animals sales and bulldozer rental; owner; 02/01/2015; 40.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 5. Wall Street Equine Events LLC; 1880 Jaybird Lane, Springtown, TX 76082; Hosting horse and cattle events; Member; Passive Investor; 04/01/2020; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related. 6. ACH Child and Family Services; 3712 Wichita St, Fort Worth, TX 76119; Child advocacy, orphanage, foster home services, adoptions, etc.; Board Member; Event planning, marketing strategy, general advice on how ACH can improve their involvement on the community; 01/01/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-08 |
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