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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 1998-09-02 |
Branch Locations
35 S County Commons Way Ste D-12, Wakefield, RI 02879 • United States
Saunderstown, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wakefield | RI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Wakefield | RI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-04-28 |
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