Sarah Anne Walsh

Current Employers

Employment History

• 07/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  Plano, TX
• 03/2020 → 06/2026
  Ameriprise Financial Services, Llc
  Richardson, TX
• 06/2026 → Present
  Kestra Investment Services Llc
  Richmond, TX
• 06/2026 → Present
  Kestra Advisory Services Llc
  Richmond, TX

Previous Registrations

• 2012-08-01 → 2026-07-08
  Ameriprise Financial Services, Llc
  Richardson, TX
  Plano, TX
  Richardson, TX
  Plano, TX
• 2005-08-10 → 2006-08-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  Bloomington, MN

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/29/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: ECCLESIASTES WEALTH PARTNERS POSITION: Advisor and Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 07/12/2021 ADDRESS: 3610 Shire Blvd, Suite 212, Plano TX 75082, United States DESCRIPTION: Run the business and provide advice to clients Name: TAX SEASON AT ECCLESIASTES POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 3610 Shire Blvd, Suite 212, Plano TX 75023, United States DESCRIPTION: Running Operations Name: ECCLESIASTES RISK MANAGEMENT POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2026 ADDRESS: 3610 Shire Blvd, Suite 212, Plano TX 75023, United States DESCRIPTION: Oversee the licensing of producers and the management of operations Name: INNER CIRCLE CFO POSITION: Owner NATURE: Pass through LLC INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2026 ADDRESS: 2153 Fountain Head Dr, Plano TX 75023, United States DESCRIPTION: Pass through LLC Name: UBUNTU HOLDINGS LLC POSITION: Owner NATURE: Holding Company INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2026 ADDRESS: 3610 Shire Blvd, Suite 212, Plano TX 75082, United States DESCRIPTION: Owner

Exams

• S66 Uniform Combined State Law Examination
  2012-09-04
• S65 Uniform Investment Adviser Law Examination
  2005-05-17
• S63 Uniform Securities Agent State Law Examination
  1998-03-12

Designations

Other Names

• Sarah Anne Riley
• Sarah A Tufte
• Sarah Anne Tufte
• Sarah Anne Riley-Walsh
• Sarah Anne Riley
• Sarah Anne Walsh
• Sarah Walsh
• Sarah Anne Riley Walsh