Callen Charles Schramm

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Lpl Financial Llc
  Baton Rouge, LA
• 03/2014 → Present
  Stratos Wealth Partners, Ltd
  Baton Rouge, LA

Previous Registrations

• 1999-02-03 → 2014-03-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1. 03/20/2014 - Schramm Brothers - Other-Family Business - INV REL - AT REPORTED BUSINESS LOCATION - Purchase of lots to build houses for sale - 1% TIME SPENT. 2. 03/20/2014 - SCHRAMM FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 3/20/2014 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 4/14/2014 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 3/2014 - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 3/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/28/2014 - SCHRAMM FINANCIAL GROUP - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) SCHRAMM FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION - IAR. 6. 08/21/2015 - LHJ HOLDINGS, LLC - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - The purchase of an office building for Schramm Financial to be housed - OBA START 8/27/2015 - 2 HRS PER MONTH/0 HRS DURING TRADING. 7. 07/01/2024 - Opes Wealth Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 130 Hours During Trading 8. 07/15/2024 - Opes Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours per Month/ 130 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  1998-10-29

Other Names

• Callen C Schramm