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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-09-21
  • IA RA
    APPROVED
    Since 2015-09-21

Branch Locations

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Continuity Partners Group, Llc Fairfield IA 09/2015 08/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2015 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2016 Present
Previous Registrations
  • 2015-01-21 → 2015-10-30
    Solon, IA
    Plymouth, MN
  • 2010-01-28 → 2014-12-17
    Carlinville, IL
    Jacksonville, IL
    Taylorville, IL
    Springfield, IL
    West Des Moines, IA
    West Des Moines, IA
    Spencer, IA
    Mason City, IA
    Mason City, IA
    Humboldt, IA
    Cedar Falls, IA
    Vinton, IA
    Cedar Falls, IA
    Normal, IL
    Springfield, IL
    Springfield, IL
    Springfield, IL
    Mattoon, IL
    Bloomington, IL
    Springfield, IL
    Rock Island, IL
    Davenport, IA
    Rock Island, IL
    Bettendorf, IA
    Moline, IL
    Urbandale, IA
    Des Moines, IA
    Newton, IA
    Ankeny, IA
    Cedar Rapids, IA
    Des Moines, IA
    West Des Moines, IA
    West Des Moines, IA
    Des Moines, IA
    Des Moines, IA
  • 2007-10-02 → 2010-02-01
    Wells Fargo Investments, Llc
    Davenport, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
  • 2002-04-24 → 2007-08-08
    Pittsburgh, PA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 09/23/15. 3. JEFF AND SHELLEY WICK, 5875 COBBLESTON LN, D-204, NAPLES FL, RENTAL PROPERTY OWNER, 12/15/19, NIR (INV REL)- 4/YR-0/HR/TRADING LLC TO HOLD RESIDENTIAL RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-01
S65 Uniform Investment Adviser Law Examination 1999-02-12
S63 Uniform Securities Agent State Law Examination 1998-06-13
  • S66 Uniform Combined State Law Examination
    2007-10-01
  • S65 Uniform Investment Adviser Law Examination
    1999-02-12
  • S63 Uniform Securities Agent State Law Examination
    1998-06-13
Other Names
  • Jeff Wick

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