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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Continuity Partners Group, Llc | Fairfield | IA | 09/2015 | 08/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2015 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2016 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 09/23/15. 3. JEFF AND SHELLEY WICK, 5875 COBBLESTON LN, D-204, NAPLES FL, RENTAL PROPERTY OWNER, 12/15/19, NIR (INV REL)- 4/YR-0/HR/TRADING LLC TO HOLD RESIDENTIAL RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-01 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-13 |
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