Peter Neil Blok

Current Employers

Employment History

• 10/2014 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2010-04-09 → 2014-10-31
  Grove Point Investments, Llc
  Chadds Ford, PA
  Downingtown, PA
• 2007-02-02 → 2010-04-08
  Ambrose Wealth Management
  Chadds Ford, PA

Other Businesses

(1) BLOK FINANCIAL POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2010 ADDRESS: 243 West Lincoln Highway, Exton PA 19341, United States DESCRIPTION: 100% OWNER OF DBA USED TO MARKET SECURITIES, ADVISORY, AND INSURANCE BUSINESS. (2) RENTAL PROPERTY POSITION: Landlord NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 640 Norwood Road, Downingtown PA 19335, United States DESCRIPTION: OWNER OF RESIDENTIAL RENTAL PROPERTY SINCE (3) BARNHILL STRATAGIES LTD POSITION: Partial owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2017 ADDRESS: 640 Norwood Road, Downingtown PA 19335, United States DESCRIPTION: 20% PASSIVE OWNER OF BARNHILL STRATEGIES LTD FINTECH INDUSTRY (4) BLOK FINANCIAL LLC - INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2010 ADDRESS: 243 West Lincoln Highway, Exton PA 19341, United States DESCRIPTION: Insurance sales outside of IFG ARBOR WEALTH PARTNERS POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/26/2025 ADDRESS: 243 West Lincoln Highway, Exton PA 19341, United States DESCRIPTION: This DBA is purely being used to market to clients acquired from Chris Gleason, a retiring IFG Rep located in CT. We (Jim Fahy and I) will be acting as registered reps and IAR's as we create financial plans and manage investment assets. Services will be similar to those I currently offer to my clients under my DBA of Blok Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-06
• S63 Uniform Securities Agent State Law Examination
  2001-02-28

Designations