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Nigel Guy De'ATh

Rbc Capital Markets, LLC

Farmington, CT

West Hartford, CT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-25
CT RA APPROVED 2010-02-25
  • TX RA
    APPROVED_RES
    Since 2015-08-25
  • CT RA
    APPROVED
    Since 2010-02-25

Branch Locations

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hartford CT 02/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-07
S63 Uniform Securities Agent State Law Examination 1998-05-01
  • S65 Uniform Investment Adviser Law Examination
    1998-05-07
  • S63 Uniform Securities Agent State Law Examination
    1998-05-01
Other Names
  • Nigal Guy Death
  • Nigel Guy Death

View on SEC IAPD

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