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John Shannon Riley

Edward Jones

Middleton, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
WI RA APPROVED 2002-07-15
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • WI RA
    APPROVED
    Since 2002-07-15

Branch Locations

7427 Elmwood Ave, Middleton, WI 53562 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2002 Present
Other Businesses

WISCONSIN UNITED ATHLETIC CLUB MADISON, WI START DATE: 4/7/2015 VICE PRESIDENT HOURS PER MONTH: 0 HOURS DURING TRADING: 0 PRESIDE AT ALL MEETINGS OF THE MEMBERS OR DIRECTORS THAT THE PRESIDENT IS NOT ABLE TO ATTEND. HAS THE RIGHT TO VOTE AT ALL MEETINGS OF THE MEMBERS OR DIRECTORS OF THE CORPORATIONS. 1/4 interest in a vrbo rented house Type of business: rental Big Sky, MT Start date: 12/9/2023 owner Hours per week: 0 Hours during trading: 0 Desc: My sister, brother and I rent out a jointly owned vacation home. The rentals cover most but not all of the costs of the home. My sister handles the management of the property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-29
S66 Uniform Combined State Law Examination 2001-11-05
S63 Uniform Securities Agent State Law Examination 1998-04-02
  • S65 Uniform Investment Adviser Law Examination
    2005-09-29
  • S66 Uniform Combined State Law Examination
    2001-11-05
  • S63 Uniform Securities Agent State Law Examination
    1998-04-02
Designations
Other Names
  • John S Riley
  • J Shannon Riley

View on SEC IAPD

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