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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-03
UT RA APPROVED 2019-07-29
  • TX RA
    APPROVED_RES
    Since 2024-01-03
  • UT RA
    APPROVED
    Since 2019-07-29

Branch Locations

389 N. University Avenue, Provo, UT 84601 • United States

Elk Ridge, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 06/2012 07/2019
Penn Mutual Life Ins Co Horsham PA 06/2012 07/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2019 Present
  • 06/2012 → 07/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 06/2012 → 07/2019
    Penn Mutual Life Ins Co
    Horsham, PA
  • 07/2019 → Present
    Fairfield, IA
  • 07/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2012-07-17 → 2019-07-08
    Orem, UT
    Payson, UT
    Genola, UT
    Holladay, UT
    Payson, UT
  • 2008-07-14 → 2012-05-25
    Securian Financial Services, Inc.
    Orem, UT
    Salt Lake City, UT
    Colorado Springs, CO
    Orem, UT
Other Businesses

1. PENN MUTUAL, 600 600 DRESHER RD, HORSHAM, PA, 06/2012. AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-1/MO-1/TRADING. SEE EMPLOYMENT FOR START DATE. 3. FRANDSEN MORRILL ADVISORS, 389 N University Ave, Provo UT 84601, United States, 07/01/2019, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. TEWELL FMA SALARY HOLDINGS, LLC, 389 N University Ave, Provo UT 84601, United States, 10/18/2024, Owner, Payroll LLC, NIR, 0/MO - 0/Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-02
S63 Uniform Securities Agent State Law Examination 1998-04-24
  • S65 Uniform Investment Adviser Law Examination
    2008-07-02
  • S63 Uniform Securities Agent State Law Examination
    1998-04-24

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