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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| UT | RA | APPROVED | 2019-07-29 |
Branch Locations
389 N. University Avenue, Provo, UT 84601 • United States
Elk Ridge, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 06/2012 | 07/2019 |
| Penn Mutual Life Ins Co | Horsham | PA | 06/2012 | 07/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2019 | Present |
1. PENN MUTUAL, 600 600 DRESHER RD, HORSHAM, PA, 06/2012. AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-1/MO-1/TRADING. SEE EMPLOYMENT FOR START DATE. 3. FRANDSEN MORRILL ADVISORS, 389 N University Ave, Provo UT 84601, United States, 07/01/2019, Owner, Owner/Partner of a Business Entity, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. TEWELL FMA SALARY HOLDINGS, LLC, 389 N University Ave, Provo UT 84601, United States, 10/18/2024, Owner, Payroll LLC, NIR, 0/MO - 0/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-24 |
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