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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| ND | RA | APPROVED | 2015-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Fargo | ND | 10/2015 | Present |
| Principal Securities Inc | Fargo | SD | 03/2016 | Present |
***Fixed Insurance, Life, DI, LTC, Health, Annuities, 12/01/15. ***EBI, Inc., Benefits Enrollment, 09/30/16. TRI-J PARTNERS, LLC POSITION: Partner NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2021 ADDRESS: 5622 43rd St S, Fargo ND 58104, United States DESCRIPTION: Entity set up to manage shared leased office space and expenses associated with it. No income derived by business, pass through for rent and other expenses
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-12 |
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