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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-28 |
| NH | RA | APPROVED | 2025-05-23 |
| MA | RA | APPROVED | 2018-11-01 |
Branch Locations
720 University Ave. Suite 230, Norwood, MA 02062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services, Llc | Fairfax | VA | 04/2014 | 11/2018 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | Present |
(1) RENTAL PROPERTY POSITION: Owner/Landlord NATURE: Owner of two family property/primary residence INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2009 ADDRESS: 789 Washington St., Brookline MA 02446, United States DESCRIPTION: Landlord (2) 411-413 EAST 5TH LLC POSITION: Joint owner; NATURE: Rental property; INVESTMENT RELATED: No; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 05/23/2014; ADDRESS: 411-413 East 5th st, Boston MA 02127, United States; DESCRIPTION: Co-owner with spouse. Spouse takes care of all activities rental, maintaining property, tenant interactions and so on.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-15 |
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