Best Investors
Account
Sign in
Best Investors
Account
Sign in
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-03-31 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lexington | KY | 12/2010 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 01/2013 | Present |
1. 07/03/2012: KEYSTONE FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV RLE - AT REPORTED BUSIENSS LOCATION(S) 2. 04/25/2014: KEYSTONE FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) KEYSTONE FINANCIAL GROUP - NO TIME SPENT 3. 04/06/2015: R B SLADE , LLC - INV RLE - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 03/20/2015 - 40 HR/MO ALL DURING SECS TRDG HRS 4. 6/24/2020 - No Business Name - Not Investment Related - 1551 gravel road, carlisle ky - Other-farm operation - Owner - Started 05/27/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 5. SLADE Farms - Not Investment Related - hay and cattle - owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
Reach out to this advisor