Kenneth Hosmer Compton

Current Employers

Employment History

• 06/2014 → Present
  Raymond James Financial Services, Inc.
  Lakeland, FL
• 07/2014 → Present
  Raymond James Financial Services Advisors Inc.
  Lakeland, FL
• 01/2013 → Present
  Bartow Regional Medical Center
  Bartow, FL
• 04/2022 → 01/2023
  Churchill Bank
  Clearwarter, OR

Previous Registrations

• 2006-09-18 → 2014-06-24
  Wells Fargo Advisors Financial Network, Llc
  Lakeland, FL
• 1998-05-22 → 2006-09-25
  Citigroup Global Markets Inc.
  Lakeland, FL
  Lakeland, FL

Other Businesses

(1)Name of Business: Boone Ventures Address: 2368 Lake Buffum Road West, Ft. Meade, FL, 33841, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 10/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint owner with my wife. Rental real estate including my own office and vacation property. No clients are involved. (2)Name of Business: CMJP Holdings, Investments, and Operations Address: 2368 Lake Buffum Road West, Ft. Meade, FL, 33841, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: oversight of business processes, no check writing or day to day involvement and no activities during market hours. (3)Name of Business: Compton & Associates, Private Wealth Advisors Address: 1525 S Florida Ave Ste 2, Lakeland, FL, 33803, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - CEO, Officer - President Investment Related: No Start Date: 06/23/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Company to run payroll and expenses (4)Name of Business: Compton Farms, a DBA Address: 1538 Sled Creek Lane, Hiltons, VA, 24258, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/27/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a family farm that may periodically generate revenues from cattle sales, timber sales, reclamation or management, or other land related sources. It is our future retirement location, though we advise on operations from our home here in Florid (5)Name of Business: Gulf Atlantic Bank Address: 2222 North Roosevelt Blvd, Key West, FL, 33040, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 10/10/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversight role

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-05-01
• S65 Uniform Investment Adviser Law Examination
  1998-05-01