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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-24
  • TX RA
    APPROVED
    Since 2022-01-24

Branch Locations

3410 Far West Blvd Ste 201, Austin, TX 78731 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2003 10/2019
Bank Of America, N.A. Austin TX 12/2009 10/2019
Raymond James Financial Services, Inc. Austin TX 01/2022 Present
Raymond James Financial Services Advisors, Inc. Austin TX 01/2022 Present
Stately Wealth Management Austin TX 12/2021 12/2022
Clou Holdings Dba Stately Wealth Management Austin TX 12/2021 Present
Raymond James & Associates, Inc. Austin TX 10/2019 01/2022
Previous Registrations
Other Businesses

(1)Name of Business: Address: 4002 Merimac, Austin, TX, 78731, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1984 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive royalty checks from mineral rights (2)Name of Business: Clou Holdings DBA Stately Wealth Management Address: 3508 Far West Blvd Ste 160, Austin, TX, 78731-3041, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/15/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Independent RJFS Advisor Channel: Operate a Business; Meet with Clients and provide financial advisory services; products through RJFS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-14
S63 Uniform Securities Agent State Law Examination 1998-05-06
  • S65 Uniform Investment Adviser Law Examination
    1998-05-14
  • S63 Uniform Securities Agent State Law Examination
    1998-05-06
Designations

View on SEC IAPD

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