Stephen Renden Thomas

Current Employers

Employment History

• 02/2011 → 09/2023
  Sagepoint Financial Advisors
  Westlake Village, CA
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Newbury Park, CA
• 10/2023 → Present
  Kestra Investment Services, Llc
  Newbury Park, CA
• 10/2023 → Present
  Kestra Advisory Services, Llc
  Newbury Park, CA

Previous Registrations

• 2023-09-01 → 2023-10-06
  Osaic Wealth, Inc.
  Newbury Park, CA
• 2011-02-15 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Phoenix, AZ
  Newbury Park, CA
• 2004-12-16 → 2011-02-28
  Next Financial Group, Inc.
  Westlake Village, CA
• 1999-08-23 → 2004-12-17
  Osaic Fa, Inc.
  Westlake Village, CA

Other Businesses

Name: 318 LLC POSITION: CEO NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2014 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: Shareholder Name: RENTAL PROPERTY PORTFOLIO POSITION: Partner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2021 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: Own rental properties Name: FINANCIAL POINTE POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1998 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: Insurance sales as indicated by a financial plan (life insurance, long term care insurance, health insurance, disability insurance, fixed annuities) Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Suite 400, Austin TX 78735 DESCRIPTION: IAR NAME: RETIREMENT PLANNING TODAY POSITION: Instructor NATURE: Teaching classes INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/06/2015 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320, United States DESCRIPTION: Teaching classes at local colleges to pre-retirees. NAME: ESSFC LLC POSITION: Investor NATURE: Dry cleaner & Laundromat INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320, United States DESCRIPTION: Invest money

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-09
• S63 Uniform Securities Agent State Law Examination
  1998-04-06

Designations

Other Names

• Steve Thomas
• Stephen R Thomas