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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-11 |
| NC | RA | APPROVED | 2013-02-13 |
Branch Locations
8015 West Kenton Circle Suite 105, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Huntersville | NC | 02/2013 | Present |
| Rcb Sports | Huntersville | NC | 04/2014 | 12/2019 |
| Arena Football League | Charlotte | NC | 03/2018 | 02/2019 |
(1) Name of Business: Address: 113 E Blue Ridge St, Stuart , VA, 24171, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: Denver United Methodist Church Address: 3910 North, NC- Hwy 16, Denver, NC, 28037, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/27/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Have been asked to serve on finance committee. My role is purely as an "auditor" to oversee the church accounts which is controlled by employee (treasurer) of church.\n\nI will NOT need to be a signer on any bank account nor will I serve in any capacity on an investment advisory role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
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