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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-10
TX RA APPROVED 2023-03-10
  • CA RA
    APPROVED
    Since 2023-03-10
  • TX RA
    APPROVED
    Since 2023-03-10

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 03/2023
Morgan Stanley Beverly Hills CA 03/2023 Present
Previous Registrations
Other Businesses

LICENSED ESTHETICIAN, NOT INVESTMENT RELATED,LOS ANGELOS, CA., SELF EMPLOYED, START: 4/2007, 5 HOURS/MONTH, 0 DURING TRADING.; *544369 - Poshmark Seller; Investment related No; Lake Balboa, California; resale website; Independent Seller (proprietor, partner, officer, director, employee, trustee, agent); 01/2022 ; During business hours: 0; After business hours: 1.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2016-06-27
  • S65 Uniform Investment Adviser Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2016-06-27
Other Names
  • Anna Lay
  • Anna Louise Lay-Jones
  • Anna Louise Layjones

View on SEC IAPD

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