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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-10 |
| TX | RA | APPROVED | 2023-03-10 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 03/2023 |
| Morgan Stanley | Beverly Hills | CA | 03/2023 | Present |
LICENSED ESTHETICIAN, NOT INVESTMENT RELATED,LOS ANGELOS, CA., SELF EMPLOYED, START: 4/2007, 5 HOURS/MONTH, 0 DURING TRADING.; *544369 - Poshmark Seller; Investment related No; Lake Balboa, California; resale website; Independent Seller (proprietor, partner, officer, director, employee, trustee, agent); 01/2022 ; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-27 |
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