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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-07-12 |
Branch Locations
1715 E Skyline Dr Ste 151, Tucson, AZ 85718 • United States
Las Vegas, NV • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Las Vegas | NV | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | 03/2017 |
| Morgan Stanley | Las Vegas | NV | 03/2017 | 07/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2017 | 07/2022 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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