Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-07 |
| AZ | RA | APPROVED | 2019-02-26 |
| CA | RA | APPROVED | 2019-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sun City | AZ | 04/2014 | 02/2019 |
| Desert Financial Credit Union | Sun City | AZ | 04/2014 | Present |
| Raymond James Financial Services, Inc. | Sun City | AZ | 02/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Sun City | AZ | 02/2019 | Present |
| Desert Financial Wealth Magagement | Glendale | AZ | 02/2019 | Present |
(1)Name of Business: Everlene Romero CPA PC Address: 20701 N Scottsdale Rd, Scottsdale, AZ, 85255, United States Activity Type: Accounting/CPA Position/Title: Officer - Treasurer Investment Related: No Start Date: 02/22/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife's business and I am only listed on the business as treasurer. I devote no time to the business and have no duties or responsibilities. (2)Name of Business: Desert Financial Wealth Management Address: 17445 N. 79th Ave, Glendale, AZ, 85308, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-10 |
Reach out to this advisor