Susan M Barnett

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  J.P. Morgan Securities Llc
  Mercer Island, WA
• 08/2013 → Present
  Jpmorgan Chase Bank, N.A.
  Mercer Island, WA

Previous Registrations

• 2012-09-05 → 2012-10-01
  Chase Investment Services Corp.
  Mercer Island, WA
• 2010-08-20 → 2012-09-14
  U.S. Bancorp Advisors, Llc
  Edmonds, WA
  Woodinville, WA
  Bothell, WA
  Lynwood, WA
  Mill Creek, WA
  Seattle, WA
• 2008-05-21 → 2010-08-20
  U.S. Bancorp Investments, Inc.
  Kenmore, WA
  Othello, WA
  Warden, WA
  Wenatchee, WA
  Woodinville, WA
  Ephrata, WA
  Moses Lake, WA
  Royal City, WA
  Tonasket, WA
  Bothell, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  Seattle, WA
  University Place, WA
• 2007-02-06 → 2008-01-18
  Wamu Investments, Inc.
  Santa Monica, CA
  Santa Monica, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO -OWNER / CO -LANDLORD - RENTAL PROPERTY START DATE: 9/4/2020 ADDRESS: 6542 WENATCHEE WA. DETAILS: investment property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-05
• S63 Uniform Securities Agent State Law Examination
  1998-04-29

Other Names

• Susan Marie Anema
• Susan Marie Barnett